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If so, give details below of their names and the position they occupy Name YES NO Name /Percentage_ % YES NO State whether your institution has any Politically Exposed Persons (PEPs) within the bank’s executive bodies Listed on the stock exchange If listed on the stock exchange, state which oneĪre your shares negotiated in markets with appropriate jurisdictions and regulations?įor the purposes to determine the BENIFICIAL OWNER, attach a list of shareholders/owners who control directly or indirectly or exercise control over 20%. In the event that anyone controls more than 20%, detail the 10 largest shareholders/owners. If so, which? _ Has your institution the “USA Patriot Act Certificate”? YES NO (If yes, provide a copy of the certificate) Ownership and Governing Bodies Legal form Is your banking licence subject to any type of restriction? (If so, state the restriction and attach a copy of your licence) Name of the regulatory authority responsible for the supervision and control the Anti money laundering and combat the financing of terrorism Number / reference of entry in the register or licence
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Regulatory body/ licence/ “Patriot Act” certificate Name of regulatory body In territories that do not co‐operate with the GAFI? Please list the primary business activities of the bankĭoes your country adhere to the 40 anti‐money recommendations and the 9 special terrorist financing recommendations developed by the Financial Action Task Force (FATF)? If your country is not a member of the FATF, please provide the name of the comparable organization to which your country belongs INTERNATIONAL CORRESPONDENT BANKING Know your Customer (KYC) Prevention of Money Laundering and the Financing of Terrorism General Information on the Financial Institution Registered Nameįull address of the registered office of the financial institution (Street, town and country)